This range is provided by Abacus Group, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
$140,000.00/yr - $165,000.00/yr
Our client is a leading digital investment platform. They seek an Associate Director to join their Manhattan, NY office.
Responsibilities
Manage intercompany allocations and reconciliations of payroll, benefits, and overhead across regulated and non-regulated entities, ensuring compliance with SEC, FINRA, CFTC, and NFA net capital requirements
Lead month-end consolidation across multiple legal entities, overseeing eliminations, subsidiary reconciliations, and consolidated financial statements for regulatory and tax reporting
Oversee recording and reconciliation of complex revenue streams and expenses, including trading commissions, PFOF, advisory fees, and operational costs, while managing variance analysis and vendor data integrity
Prepare and support regulatory filings for SEC, FINRA, CFTC, and NFA, including net capital calculations and required reports, ensuring compliance with electronic submission standards
Coordinate with auditors, tax advisors, and regulators while supporting internal controls, audit readiness, and preparation of reconciliations and audit workpapers across all entities
Requirements
Bachelor's degree in Accounting, Finance, or related field
6+ years of relevant experience
Brokerage/ broker-dealer experience required
Public accounting/audit background
Strong working knowledge of SEC rules and regulations, primarily SEA Rule 15c3-1
Knowledge of US GAAP principles
Strong analytical and problem-solving skills
Detail-oriented and proficient in accounting
FINRA Series 27 is a plus
CPA required
JobID: 48074
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Accounting/Auditing and Finance
Industries
Investment Management and Technology, Information and Media
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