Behavox

Voting closes today at 5:00pm UK time for the RegTech Insight Awards Europe 2026, where Behavox is proud to be shortlisted in 12 categories. This recognition reflects a clear shift in the market. As regulatory expectations rise, firms need compliance technology that is more unified, more effective, and better equipped for the demands of the AI era. Behavox was built for that shift, bringing together communications surveillance, trade surveillance, compliant archiving, and regulatory controls on a more modern foundation. If you believe the future of compliance depends on stronger, more connected control environments, we would value your support. 🔗 Vote here: https://lnkd.in/e5qcJ4kc RegTech Insight, from A-Team Group

Michael Talbert took the stage at the Data Management Summit London today to join the panel on governing unstructured data. One question we keep putting to the room : If a regulator asked you to trace a regulatory obligation through your control design, monitoring, and remediation - with evidence at every step - how long would that take? Hours, or weeks? Most firms know the answer. The problem isn't bad data. It's fragmented controls. Visit Behavox at Booth 4 and ask us about the eight falsifiable tests any firm can run against their own programme - and find out exactly where your defensibility gaps are, before a regulator does. Not at the event? Get in touch to request a copy of the eight tests and five-level maturity model. https://lnkd.in/edjczpuN #DMSLondon #DataManagement #UnifiedControls

AI deployment in Nordic financial services is accelerating. The controls infrastructure around it is not always keeping pace. Detection in one system. Policy in another. Archive somewhere else. Investigations requiring manual reconstruction across all of them. When a regulator asks for the complete control story - an end-to-end evidence trail from obligation to outcome - most institutions cannot produce it quickly or cleanly. That is not an AI problem. It is a controls problem. Today at the AI in Financial Services Conference Nordics in Stockholm, we are presenting on exactly this: what defensibility-grade integrated controls look like, where most institutions have integration gaps, and what the evidence chain needs to look like when AI is operating in regulated functions. We are also benchmarking AI governance maturity across European financial institutions in 2026. Visit the Behavox stand for details. Arena International Events Group | #AIinFinancialServices

Lloyds Banking Group has renewed its multi-year partnership with Behavox for continued use of Behavox Mosaic Smart Data, our front-office intelligence platform. The renewal reflects the value of combining unified trade data with real-time, personalized insight on a control-grade data foundation. As firms navigate increasingly complex trading environments, stronger data architecture and better decision support become even more important, particularly when they help teams identify revenue-generating opportunities and act with greater speed and context. As Tim Townend, Head of Macro Sales at Lloyds Banking Group, noted, “Behavox Mosaic plays a key role in our ability to extract timely, actionable insights from complex trading data. By simplifying how our teams access and analyse information, Mosaic supports our broader goals of innovation, efficiency and delivering greater value to clients.” We are proud to continue supporting Lloyds with technology built to deliver both intelligence and scale, and we thank the Lloyds team for their continued partnership. Read the full announcement: https://lnkd.in/e2Q-HiKU

Joanne Biggadike, Head of Data Governance, Schroders will moderate a panel discussion - 'Governing the unstructured frontier: AI, data and risk' - at Data Management Summit London on 26 March. She will be joined by: ▪️Paul Barker, Chief Control Office, Enterprise Technology, HSBC ▪️Michael Dimopoulos, Driving Global Markets Client Reporting Solutions and Digital Innovation, BNP Paribas ▪️Nicole Hansen, Compliance and Conduct Change Lead, NatWest Group ▪️Gaurav Aggarwal, Chief Commercial Officer and Head of Product, Indus Valley Partners ▪️Michael Talbert, Global Head of Professional Services, Behavox Topics of discussion: ❓What are the high value use cases for managing unstructured data and why do its volume and variety make it so difficult to govern? ❓How are firms using AI as a governance tool to automatically discover, classify, and tag sensitive information within unstructured data at scale? ❓How do you ensure data provenance, mitigate hidden biases, and achieve explainability for AI models trained on unstructured data? ... and more! Register now: https://lnkd.in/eNWXrSEt #DMSLondon #DataManagement #Data #AI #Risk #DataProvenance #Compliance #UnstructuredData

Behavox is on-site at the SIFMA C&L Annual Seminar 2026 this week in Orlando, discussing how compliance, legal, and surveillance leaders are meeting rising expectations around AI governance, defensibility, and control effectiveness. CCOs are carrying more responsibility with less clarity as scrutiny increases around AI use in compliance workflows. Firms need controls that are documented, auditable, and easier to defend. Behavox helps firms reduce fragmentation across trade surveillance, communications surveillance, archiving, and policy workflows on a single platform. If your team is rethinking how to unify controls, improve investigation consistency, and strengthen defensibility, stop by Booth # 120 and speak with Sheldon Buytenhuys, Michelle Hussain, Richard Colucci, Heaven Schott and Tammy Pfaff. Book a meeting with Behavox in advance by visiting https://lnkd.in/ewpxKxfn

Wealth management has transformed. Clients are global. Advisers are digital. Firms want AI-assisted tools that improve service and productivity. But most wealth firms are still running compliance on a stack that was built for a very different era. Policy tools. Approval workflows. Surveillance systems. Archives. All disconnected. None sharing a data layer or a control model. When something goes wrong - a trade, a communication, a conflict - teams reconstruct the story manually across systems. → That is not a governance process. It is archaeology. Behavox's John Showell is presenting at Arena International Events Group's Digital Integration in Wealth Management Summit on March 17 — sharing a framework for what the modern compliance stack should look like for wealth firms scaling AI, cross-border clients, and adviser productivity. If you're attending, catch our keynote presentation on March 17 at 2:00 PM and find our team at Booth 15. If not, we'll share the framework after. #WealthManagement #ComplianceTech #AIGovernance #DigitalWealth #RegTech #FinancialServices

AI adoption is no longer a technology problem. It's an approval problem. Across 100+ bank AI deployments, the pattern is consistent: the hardest part isn't building the AI. It's getting it approved by model risk. The failure modes are almost always structural, not technical: • Late MRM involvement • Use case misclassification • Documentation built after the fact, not during • Explainability gaps that validators can't work around None of these are failures of model quality. They are failures of process design. And they are preventable. We've published a piece ahead of Center for Financial Professionals (CeFPro) Advanced Model Risk Europe, covering what we've seen, where approvals fail, and what good looks like for regulated AI use cases. Link in comments. Framework available on the day - visit the Behavox booth from March 17-18, 2026 in London. #ModelRisk #AIGovernance #FinancialServices #RegTech #MRM #AICompliance